John Mericle is on the Planning Committee and Co-Chair of the Washington State Bar Association’s (WSBA) 38th Annual Northwest Securities Institute, which takes place Friday, May 4 and will provide essential updates from the region’s state regulatory agencies, along with the latest from the SEC’s San Francisco Regional Office and the Division of Corporation Finance.
Chris Wells will co-present “Federal Litigation Developments” at 2:30 p.m. during the event. His session will cover the latest updates from the courts, SEC and FINRA, including cryptocurrencies, fiduciary standard, whistleblowers, brokers recruiting protocol, broker engagement and more
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