Attorneys

Attorneys

Bret A. Finkelstein

Attorney | Seattle | 206.223.7033 | finkelsteinb@lanepowell.com

Areas of Practice

Bret Finkelstein focuses his practice on defending companies and their directors and officers in securities and corporate governance litigation, government and internal investigations, and professional liability litigation. In addition to defense of private litigation, Bret has considerable experience defending clients before government regulatory bodies including the Department of Justice, Securities and Exchange Commission, and the Public Company Accounting Oversight Board. Bret has also represented companies and individuals in the healthcare and pharmaceutical industries in investigations by the federal government and in civil litigation. Prior to entering law school, Bret practiced as an Accountant for four years at Ernst & Young, where he performed financial statement audits for public companies and other entities.

Professional Experience

  • Arnold & Porter LLP
    • Litigation Associate (2010-2015)
    • Summer Associate (2008)
  • City of Philadelphia District Attorney’s Office, Intern (2007)
  • Ernst & Young LLP
    • Senior Associate (2004-2006)
    • Associate (2002-2004)

Admitted to Practice

  • Washington
  • New York

Academics

  • Boston University School of Law (J.D., magna cum laude, 2009)
    • Boston University Law Review, Managing Editor
    • Dean’s Award, Introduction to Federal Income Taxation
    • Paul J. Liacos Distinguished Scholar
    • G. Joseph Tauro Distinguished Scholar
  • University of Washington (B.A., Accounting, 2002)

Practice Group and Specialty Team Memberships

  • Securities Litigation
  • Investigations and Regulatory Compliance

Publications

  • “Recent Developments in SEC Enforcement: A Review of Mary Jo White’s First Year,” Arnold & Porter LLP Advisory (May 2014)
  • “Preparing an Effective PCAOB Statement of Position,” The Review of Securities & Commodities Regulation, Vol. 47, No. 3, Co-author (February 5, 2014)
  • “Implications of Recent Developments in SEC Enforcement: A Six Month Review of Chairman Mary Jo White’s Tenure,” Arnold & Porter LLP Advisory (October 2013)
  • “SEC Discusses New Task Force and Changes to Settlement Policy,” Professional Liability Litigation, Vol. 10, No. 1, Co-author (Fall 2013)
  • “SEC Announces New Enforcement Initiatives,” Arnold & Porter LLP Advisory (July 2013)
  • “An Outline of SEC’s Bold Enforcement Plan,” Law360, Co-author (April 26, 2013)
  • “PCAOB Issues Policy Statement Regarding Credit for ‘Extraordinary Cooperation,’” Arnold & Porter LLP Advisory (October 2013)
  • “PCAOB Expands Enforcement Presence in New York Region,” Arnold & Porter LLP Advisory
    (February 2013)
  • “Probing Foreign Exchange Transactions at Custody Banks,” Law360, Co-author (June 2011)

Professional and Community Activities

  • Volunteer, New York League of Conservation Voters (2009-2010)

Bret A. Finkelstein

Attorney | Seattle | 206.223.7033 | finkelsteinb@lanepowell.com

Date
10.12.2015