News & Events

News & Events

05.23.2013

Advisor Perspective: Disputes Between Customers and Investment Advisors (Seattle)

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Lane Powell Shareholder Chris Wells will co-present “Advisor Perspective: Disputes Between Customers and Investment Advisors” at the Investment Advisors: Best Practices in Securities Enforcement and Litigation CLE Seminar on Thursday, May 23, at 2:15 p.m. During his presentation, Wells will discuss claims and defenses under the Washington State Securities Act, duties of registered representatives vs. investment advisors, fiduciary duty issues: claims and defenses, and written disclosures vs. oral representations. The event will take place from 9 a.m. to 5 p.m. at the Washington State Convention Center in downtown Seattle.